BW

BW Equities

Melbourne
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Iron Bark Zinc

Zinc Explorer / Emerging Producer

$2.2m Placement
Joint Lead Manager — September 2013

$2.5m Placement
Joint Lead Manager — August 2014

Reward Minerals

Emerging Potash Producer

$5m Placement
Lead Manager — February 2014

Metaliko Resources

Emerging Gold Producer

$5.5m Rights Issue
Lead Manager – July 2014

RumJungle Resources

Phosphate Explorer, Australia

$9,630,00 Placement
Co-Lead — March 2011

$4,800,00 Placement
Lead — April 2012

$7,235,00 Placement
Lead — December 2012

Cleanteq Limited

Technology - Resource Extraction / Water Treatment

$4.6m Placement
Lead Manager – March 2014

$2.35m Placement
Lead Manager – December 2014

Blackham Resources

Emerging Gold Producer

$3m Placement
Lead Manager – January 2015

Reward Minerals

Potash Explorer / Developer

$5.25m Equity Raising

Joint Lead Manager - June 2015

Clean Teq Holdings Limited

Mineral Processing and Water Technology

$8.8m Rights issue and placement

Sole lead manager - August 2015


Apply Direct

Technology Business - on line direct recruitment.

$1m seed capital raising raising - Lead Manager

YPB GROUP LIMITED

Technology - Covert Brand Protection and Consumer Engagement

$7.78m Placement and Financing

Sole Lead Manager - December 2015

LITHIUM AUSTRALIA NL

Lithium Development and Extraction Technology

$6.5M Placement and Financing

Lead Manger - January 2016

ECHO RESOURCES LIMITED

WA Gold Explorer

$830,000 Placement

Lead Managaer - February 2016

BLACKHAM RESOURCES LIMITED

WA Emerging Producer

$20.25M Placement

Broker to the Issue - March 2016

ADSLOT LIMITED

Technology - digital media trading

$4.6M Placement

Lead Manager - April 2016

Clean Teq Holdings Limited

Mineral Processing Technology and Industrial metals Developer

$4M Private Placement

Lead Manager - May 2016

Echo Resources Limited

Gold Developer

$3.23M placement

Lead Manager - May 2016

Apply Direct Limited

On Line Recruitment Company

$8m Initial Public Offering - Participating Broker

June 2016

KAIROS MINERALS

Lithium and Gold Explorer

$1.2m placement

Lead Manager - June 2016

KAIROS MINERALS

Lithium and Gold Explorer

$4.03m rights issue

Lead Manager - July 2016

BLACKHAM RESOURCES LIMITED

Australian Gold Producer

$25m Placement

Broker to the issue - August 2016

FAMILY ZONE LIMITED

Cyber Safety Technology

$6m IPO

Joint Lead Manger - August 2016

Clean Teq Limited

Industrial Metals Developer / Technology

$15M Placement

Lead Manager - November 2016

Echo Resources Limited

Emerging WA Gold Producer

$3.2M placement

Lead Manger - Jan 2017

Alderan Resources Limited

Utah Base Metals Explorer

$1.2M pre-ipo placement

December 2016

FAMILY ZONE LIMTED

Cyber Safety Technology

$3.2m Placement

Lead Manager - March 2017

Alderan Resources Limited

Utah Base Metals Explorer

$8.5M IPO - Lead Manager

June 2017

JERVIOS MINING LIMITED

Metals and Mining

$1m Placement

Lead Manager - July 2017

Sen Sen Networks Limited

IoT Technology Business

$6.5m IPO

October 2017 - Broker to the Issue

Little Green Pharma

Medicinal Cannabis

$2.5M Seed Capital Raising

Co-Lead Manger - October 2017

Family Zone Cyber Safety Limited


5.2 Million Capital Raising

Lead Manger - August 2017

Draig Resources Limited

Gold Developer

$5M Placement - Lead Manager

November 2017

Family Zone Cyber Safety Limited

Cyber Safety

$5M Placement

Joint Lead Manager - December 2017

European Cobalt Limited

European Cobalt Developer

$20M Placement - Co-Lead Manager

December 2017

JERVIOS MINING LIMITED

Metals and Mining

12.7M Placement

Joint Lead Manager - December 2017


BOSS RESOURCES LIMITED

Uranium Developer

$8M placement

Lead Manager - March 2018

Next Green Wave LLC

US Based Cannabis Company

CAD$14M Capital Raising

Lead Manager

Alderan Resources Limited

US Based Copper Explorer

$3M Capital Raising

Lead Manager - April 2018

SENSEN NETWORKS LIMITED

IoT Technology Business

5m PLACEMENT

April 2018

ALLIGATOR ENERGY LIMITED

Australian Uranium Explorer

$1.75M placement

Lead Manager - August 2018

CANYON RESOURCES LIMITED

African Bauxite Developer

$5M placement

Lead Manager - August 2018

SUPERIOR LAKE RESOURCES LIMITED

Canadian Zinc Developer

$5M placement

Lead Manager - August 2018